We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

High career potential, regulatory knowledge, and the ability to provide investment advice—these are just some of the benefits of becoming an investment adviser representative. But before you can take ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

So, you’re thinking about tackling the Series 66 Exam—that gateway to becoming a registered representative and investment adviser representative. Maybe you’ve heard whispers about its difficulty or ...

If you want to register both as an investment adviser representative and a securities agent, the Series 66 license is a must. This credential covers state law, investment principles, and ethical ...

The fee for the Series 65, Uniform Investment Adviser Law Examination, is being increased to $155 from $135 effective June 1, the North American Securities Administrators Association announced ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

There are many things that a person who plans to enter the industry as an investment professional must consider. They must take certain qualification examinations and, more importantly, they must pass ...

Investopedia contributors come from a range of backgrounds, and over 25 years there have been thousands of expert writers and editors who have contributed. Michael Boyle is an experienced financial ...