Over 12,000 candidates sit for the Series 65 exam every year, but only about 65-70% pass on the first try. Think you’re ready for the Series 65? I gathered these seven practice questions to test what ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

Ready to tackle the Series 65 exam? This is your stepping stone to becoming an investment adviser representative, where you’ll help clients make smart financial moves. But don’t let the “exam” part ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

The Series 65 exam is required if you want to work as an investment adviser representative (IAR) or start your own registered investment adviser (RIA) firm. Passing this test lets you create financial ...

We independently evaluate all of our recommendations. If you click on links we provide, we may receive compensation. Will Baker is a full-time associate editor at Investopedia. He has over a decade of ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

Anyone who wants to market and sell investments must obtain a securities license. The Series 65 license is required to provide financial advice or services on a non-commission basis. Economic factors ...